Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Walsh is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. John has been working in the financial industry since December 2, 2000. John holds the Series 6, 7, 10, 24, 63, and 66 securities licenses, and is registered with the Financial Industry Regulatory Authority (FINRA). John also holds insurance licenses in multiple states. John has worked with many different clients in the past, including individuals, high net worth individuals, corporations, insurance companies, charitable organizations, pension and profit sharing plans, and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MA
07/27/2017 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (WELLESLEY HILLS MA)
MA
02/23/2012 - 05/21/2014
COMMONWEALTH FINANCIAL NETWORK (WALTHAM MA)
NY
09/29/2006 - 02/14/2012
BLACKROCK INVESTMENTS, LLC (NEW YORK NY)
MA
03/23/2006 - 09/29/2006
FAM DISTRIBUTORS, INC. (BOSTON MA)
MA
07/26/2005 - 03/16/2006
CCO INVESTMENT SERVICES CORP. (MILTON MA)
MA
11/13/2003 - 04/07/2005
MML DISTRIBUTORS, LLC (SPRINGFIELD MA)
MA
11/02/1999 - 04/30/2003
MFS FUND DISTRIBUTORS, INC. (BOSTON MA)
BOTH
Issued 11/28/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/08/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/11/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/07/2005
Series 7 - General Securities Representative Examination
BC
Issued 11/01/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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