Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn P. Veas has been active in the financial industry since June 28, 1982. John P. Veas is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc., in Pennington, New Jersey. Prior to this position, John P. Veas has been associated with six previous firms. John P. Veas is a Series 7 and Series 63 licensed professional. John P. Veas' professional qualifications include: Securities Industry Essentials Examination (SIE), General Securities Representative Examination (Series 7), Registered Representative Examination (Series 1), Uniform Securities Agent State Law Examination (Series 63) and Uniform Investment Adviser Law Examination (Series 65).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
12/18/2013 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PENNINGTON NJ)
NJ
06/19/2009 - 10/18/2013
AMERIPRISE FINANCIAL SERVICES, INC. (RED BANK NJ)
NJ
10/20/1998 - 06/23/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (RED BANK NJ)
NY
07/08/1994 - 08/04/1998
EQ FINANCIAL CONSULTANTS, INC. (NEW YORK NY)
NY
04/01/1987 - 08/04/1998
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
NA
09/30/1980 - 05/03/1985
THE DREYFUS SERVICE CORPORATION
NA
04/10/1980 - 09/22/1980
FIRST INVESTORS CORPORATION
IA
Issued 12/16/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/08/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/07/1998
Series 7 - General Securities Representative Examination
BC
Issued 03/28/1980
Series 1 - Registered Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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