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John P Sloan

B. C. Ziegler AND Co.

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About John P Sloan

John Sloan is a registered representative with B. C. Ziegler And Co. He has a Series 79TO and SIE and has been in the industry since August 18, 2022. B. C. Ziegler And Co. is headquartered in Nashville, Tennessee.

Firm Information

John Sloan is currently registered with B. C. Ziegler AND Co.. B. C. Ziegler AND Co. is a Corporation that was formed on February 12, 1920. The firm is registered in 52 states and has been approved for SEC registration. They offer a variety of services to a diverse client base, including insurance companies, investment companies, charitable organizations, high-net-worth individuals, other investment advisers, pooled investment vehicles, banking or thrift institutions, business development companies, pension and profit-sharing plans, corporations or other businesses, individuals other than high-net-worth, state or municipal government entities, and sovereign wealth funds and foreign official institutions. The firm has disclosed 7 Regulatory Events, 2 Civil Events, and 2 Arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

59

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Sloan’s Registration & Firm History

TN

08/19/2022 - Present

B. C. Ziegler AND Co. (NASHVILLE TN)

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Licenses & Designations

BC

Issued 08/19/2022

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 05/27/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John P Sloan.
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