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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn P. Silk is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Inc., with a branch office in Palo Alto, CA. John P. Silk is registered with FINRA, a self-regulatory organization, and has a history of working with clients including high-net-worth individuals, insurance companies, and charitable organizations. John P. Silk has been active in the industry since 2022 and has a total of 9 state registrations across various states. John P. Silk has passed exams including the Series 66 (Uniform Combined State Law Examination), the Series 7TO (General Securities Representative Examination), and the SIE (Securities Industry Essentials Examination). John P. Silk's firm, Merrill Lynch, Pierce, Fenner & Smith Inc., is an established and experienced firm with a long history of serving clients in the financial services industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
07/25/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PALO ALTO CA)
BOTH
Issued 04/04/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/06/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/21/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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