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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Rudningen is an active investment advisor representative at LPL Financial LLC. John has been in the financial services industry since June 3, 1997. John is registered with the state of California and Texas. John has previously worked at Morgan Stanley, Morgan Stanley & Co. Incorporated, Banc of America Investment Services, Inc., Citigroup Global Markets Inc., and WMA Securities, Inc. John has passed the Series 6, Series 7, Series 63, Series 65, and SIE exams. John's previous work has included positions at Desert Sands Unified School, as well as his own business, JPR Wealth Advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
05/09/2017 - Present
LPL Financial LLC (LA QUINTA CA)
CA
06/01/2009 - 12/19/2014
MORGAN STANLEY (PALM DESERT CA)
CA
04/17/2009 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (PALM DESERT CA)
CA
05/28/2004 - 04/17/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (PALM DESERT CA)
NY
07/02/1998 - 06/14/2004
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
GA
06/04/1997 - 12/22/1998
WMA SECURITIES, INC. (DULUTH GA)
IA
Issued 09/18/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/03/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/25/1998
Series 7 - General Securities Representative Examination
BC
Issued 06/03/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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