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John P Palmieri

Maxim Group LLC

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About John P Palmieri

John Palmieri is a financial advisor with Maxim Group LLC, a firm based in Red Bank, New Jersey. John has been in the financial services industry since 2000 and has experience in a variety of areas, including equity trading. John is a Series 7, Series 55, Series 63, and Series 57TO licensed advisor, as well as a registered representative in both New Jersey and New York. John's previous firms include Ticonderoga Securities LLC, Collins Stewart LLC., Collins Stewart Inc., Tullett Liberty Securities Inc., Burlington Capital Markets Inc., and Fleet Securities, Inc.

Firm Information

John Palmieri is currently registered with Maxim Group LLC. Maxim Group LLC is a Limited Liability Company formed in April 2002 and is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been approved for one SEC registration and 53 state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

70

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Palmieri’s Registration & Firm History

NJ

01/25/2012 - Present

Maxim Group LLC (RED BANK NJ)

NY

08/14/2009 - 01/26/2012

TICONDEROGA SECURITIES LLC (NEW YORK NY)

NY

08/10/2007 - 08/17/2009

COLLINS STEWART LLC. (NEW YORK NY)

NY

11/14/2006 - 08/10/2007

COLLINS STEWART INC. (NEW YORK NY)

NY

01/08/2005 - 12/05/2006

TULLETT LIBERTY SECURITIES INC. (NEW YORK NY)

NY

06/17/2002 - 01/21/2005

BURLINGTON CAPITAL MARKETS INC. (NEW YORK NY)

TX

09/20/2000 - 06/24/2002

FLEET SECURITIES, INC. (DALLAS TX)

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Licenses & Designations

BC

Issued 07/29/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/17/2000

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 09/19/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE Arca, Inc.

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for John P Palmieri.
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