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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn O'Neil is a financial advisor with over 20 years of experience in the financial services industry. John has been with Morgan Stanley since 2022 and has a strong background in both securities and investment advisory services. John has extensive experience working with a wide range of clients including individuals, corporations, and charitable organizations. John has a proven track record of success and is committed to providing his clients with the highest level of personalized service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
10/04/2022 - Present
Morgan Stanley (Palo Alto CA)
CA
12/16/2015 - 07/13/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MILL VALLEY CA)
CA
03/16/2015 - 12/15/2015
BARCLAYS CAPITAL INC. (LOS ANGELES CA)
NA
07/30/2012 - 10/31/2013
MACQUARIE PRIVATE WEALTH CORP (TORONTO, ONTARIO )
NY
04/12/2010 - 08/15/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
TX
10/30/2007 - 03/24/2010
CREDIT SUISSE SECURITIES (USA) LLC (HOUSTON TX)
TX
07/02/2004 - 10/23/2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (DALLAS TX)
NY
01/24/2003 - 07/02/2004
FAM DISTRIBUTORS, INC. (NEW YORK NY)
NY
06/07/2000 - 02/26/2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
AR
03/22/1999 - 05/31/2000
STEPHENS INC. (LITTLE ROCK AR)
CA
08/27/1998 - 11/25/1998
MAM SECURITIES, LLC (SAN FRANCISCO CA)
PA
08/04/1997 - 08/27/1998
FPS BROKER SERVICES, INC. (KING OF PRUSSIA PA)
GA
11/12/1996 - 07/15/1997
EQUITABLE SECURITIES CORPORATION (ATLANTA GA)
PA
04/12/1994 - 10/29/1996
SEI FINANCIAL SERVICES COMPANY (OAKS PA)
IA
Issued 12/05/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/18/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/01/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/24/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/22/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/29/2015
Series 3 - National Commodity Futures Examination
BC
Issued 07/23/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 04/11/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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