Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn P McCarthy is a financial advisor with Ameritas Investment Company, LLC. John has been in the industry since 2005, and is registered in Pennsylvania. John has earned the Series 7, Series 24, Series 51 and Series 63 licenses. John has worked with Vanguard Marketing Corporation previously.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
OH
07/28/2017 - Present
Ameritas Investment Company, LLC (CINCINNATI OH)
PA
03/08/2005 - 07/13/2017
VANGUARD MARKETING CORPORATION (MALVERN PA)
BC
Issued 05/02/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/17/2013
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 09/18/2008
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/07/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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