Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn P. McAuliffe is a financial professional with over 20 years of experience in the securities industry. John has held various positions, including a role as a Registered Options Principal at ABN AMRO INCORPORATED. John currently holds licenses for Series 4, 7, 24, 55, 57TO, and 63. John is registered with Susquehanna Financial Group, Lllp in 18 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
08/14/2002 - Present
Susquehanna Financial Group, Lllp (STAMFORD CT)
CT
10/12/2000 - 08/15/2002
ABN AMRO INCORPORATED (STAMFORD CT)
BC
Issued 04/16/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/21/2012
Series 24 - General Securities Principal Examination
BC
Issued 04/01/2002
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/09/2002
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/03/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
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