Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn P. Kozole is an investment advisor representative with J.P. Morgan Securities LLC and has been in the industry since 1988. John has held various roles at other firms including Chase Investment Services Corp., BANC ONE SECURITIES CORPORATION, FIRST CHICAGO NBD INVESTMENT SERVICES, INC., STANDARD BROKERAGE SERVICES, INC., INDEPENDENCE ONE BROKERAGE SERVICES, INC., LIBERTY SECURITIES CORPORATION, PAMCO SECURITIES AND INSURANCE SERVICES, PRUCO SECURITIES CORPORATION, and THE PRUDENTIAL INSURANCE COMPANY OF AMERICA. John holds licenses to operate as an investment advisor in Michigan and Texas, and holds Series 6, 7, 63, and 66 licenses. John works with a diverse clientele that includes high-net-worth individuals, insurance companies, charitable organizations, pension and profit-sharing plans, corporations or other businesses, and individuals other than high-net-worth. John P. Kozole is registered with the Securities and Exchange Commission and provides investment advice to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
MI
09/19/2013 - Present
J.p. Morgan Securities LLC (CLINTON TOWNSHIP MI)
MI
07/06/2005 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (CLINTON TOWNSHIP MI)
IL
02/01/1999 - 07/06/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
IL
03/20/1997 - 02/01/1999
FIRST CHICAGO NBD INVESTMENT SERVICES, INC. (CHICAGO IL)
NA
11/22/1995 - 04/18/1997
STANDARD BROKERAGE SERVICES, INC.
MI
01/02/1992 - 11/30/1995
INDEPENDENCE ONE BROKERAGE SERVICES, INC. (FARMINGTON HILLS MI)
NY
08/01/1991 - 01/02/1992
LIBERTY SECURITIES CORPORATION (PURCHASE NY)
NA
11/16/1989 - 08/01/1991
PAMCO SECURITIES AND INSURANCE SERVICES
NJ
08/31/1988 - 11/30/1989
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
08/31/1988 - 11/30/1989
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
BOTH
Issued 05/20/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/23/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/17/1997
Series 7 - General Securities Representative Examination
BC
Issued 08/30/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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