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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn P Hough is a financial advisor with Robert W. Baird & Co. Inc. located in Charlotte, NC. John P Hough is registered with FINRA and has 9 years of experience in the industry. John P Hough has passed the Series 79, Series 79TO and SIE exams. John P Hough's previous employers include ROBERT W. BAIRD & CO. INCORPORATED and SANDLER, O'NEILL & PARTNERS, L.P.. John P Hough specializes in providing investment advice to high-net-worth individuals, corporations, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
NC
04/15/2019 - Present
Robert W. Baird & Co. Inc. (CHARLOTTE NC)
WI
07/02/2014 - 07/14/2016
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
NY
12/16/2013 - 05/20/2014
SANDLER, O'NEILL & PARTNERS, L.P. (NEW YORK NY)
BC
Issued 05/17/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/15/2019
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 07/14/2016
SIE - Securities Industry Essentials Examination
BC
Issued 12/16/2013
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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