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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Dunn is a financial advisor at Fidelity Personal and Workplace Advisors. John has been in the financial services industry since 1994. John is a registered representative in 53 states and an Investment Advisor Representative in New York and Texas. John’s specializations include retirement planning, education planning, investment planning and estate planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NY
01/12/2024 - Present
Fidelity Personal AND Workplace Advisors (ARMONK NY)
CT
01/06/2020 - 07/10/2020
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (Stamford CT)
NY
02/05/2013 - 11/30/2017
FIDELITY BROKERAGE SERVICES LLC (SCARSDALE NY)
NJ
01/11/2011 - 01/16/2013
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
CT
02/02/2010 - 12/17/2010
NATIONWIDE SECURITIES, LLC (STAMFORD CT)
NY
05/17/2007 - 03/25/2009
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (NEW YORK NY)
WI
08/15/2006 - 05/08/2007
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)
NY
10/13/1994 - 03/31/2005
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (NEW YORK NY)
BC
Issued 03/15/2022
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 08/29/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 11/30/2017
SIE - Securities Industry Essentials Examination
BC
Issued 06/27/2007
Series 7 - General Securities Representative Examination
BC
Issued 09/19/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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