Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn P. Cleary is a financial advisor with over 28 years of experience in the financial services industry. John Cleary is currently registered with LPL Financial LLC and previously worked with BANCWEST INVESTMENT SERVICES, INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, CAMBRIDGE INVESTMENT RESEARCH, INC., TD AMERITRADE, INC., FIDELITY BROKERAGE SERVICES LLC, CHARLES SCHWAB & CO., INC., BROWN & COMPANY SECURITIES CORPORATION, PAINEWEBBER INCORPORATED, and NEW ENGLAND SECURITIES. John Cleary holds Series 6, 7, 63, and 66 securities licenses and is registered in Arizona, California, Nevada, and Oregon.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
07/19/2023 - Present
LPL Financial LLC (EMERYVILLE CA)
CA
06/05/2014 - 07/19/2023
BANCWEST INVESTMENT SERVICES, INC. (BERKELEY CA)
CA
05/18/2011 - 03/24/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BERKELEY CA)
CA
02/18/2011 - 04/26/2011
CAMBRIDGE INVESTMENT RESEARCH, INC. (LAFAYETTE CA)
CA
06/03/2009 - 09/02/2010
TD AMERITRADE, INC. (WALNUT CREEK CA)
MA
03/29/2007 - 07/17/2008
TD AMERITRADE, INC. (BOSTON MA)
CA
11/07/2006 - 02/23/2007
FIDELITY BROKERAGE SERVICES LLC (SAN FRANCISCO CA)
CA
11/13/2002 - 05/10/2006
CHARLES SCHWAB & CO., INC. (WALNUT CREEK CA)
MA
07/24/1996 - 10/14/2002
BROWN & COMPANY SECURITIES CORPORATION (BOSTON MA)
NJ
11/12/1993 - 06/07/1996
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
12/09/1992 - 09/02/1993
NEW ENGLAND SECURITIES (NEW YORK NY)
NY
11/09/1992 - 11/24/1992
NEW ENGLAND SECURITIES (NEW YORK NY)
BOTH
Issued 03/07/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/31/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/28/1992
Series 7 - General Securities Representative Examination
BC
Issued 11/02/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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