Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn P. Cervantes is an active financial advisor with over 20 years of experience. John is registered to provide investment advice in 26 states, including Texas, North Carolina, and New Mexico. John holds several industry licenses, including Series 7, 9, 10, 31, 63, and 65. John is currently employed by Prospera Financial Services, Inc., based in Dallas, Texas. John's prior employment included positions at A. G. Edwards & Sons, Inc. in Charlotte, North Carolina, and UBS PaineWebber Inc. in Weehawken, New Jersey. John's primary focus is providing financial advice to individuals, high net worth individuals, corporations, and charitable organizations. John is also involved in the community, serving as a board member for Pine Lake Country Club.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Percentage of assets under review
1
2
TX
05/01/2020 - Present
Prospera Financial Services, Inc. (DALLAS TX)
NC
07/13/2007 - 06/28/2013
TCA FINANCIAL GROUP, LLC (CHARLOTTE NC)
NC
05/17/2002 - 07/23/2007
A. G. EDWARDS & SONS, INC. (CHARLOTTE NC)
NJ
01/11/2000 - 05/02/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
IA
Issued 12/16/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/06/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/20/2012
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/01/2012
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/28/2007
Series 31 - Futures Managed Funds Examination
BC
Issued 12/01/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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