Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Cain is a financial advisor currently affiliated with Empower Advisory Group, LLC. John has been a financial advisor for over 25 years and is registered in 46 states, including Florida, where he also holds a registered investment advisor (RIA) license. John has a strong background in the financial services industry, with experience at firms such as Merrill Lynch, Fidelity Brokerage Services, and JPMorgan Securities. His expertise includes working with high net worth individuals, pension and profit sharing plans, corporations, charitable organizations and state or municipal government entities. John specializes in helping individuals and organizations achieve their financial goals through financial planning and portfolio management. He is dedicated to providing personalized financial guidance and helping clients make informed decisions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
06/20/2024 - Present
Empower Advisory Group, LLC (Fernandina Beach FL)
FL
09/09/2022 - 04/29/2024
CITIGROUP GLOBAL MARKETS INC. (Jacksonville FL)
FL
06/21/2021 - 08/22/2022
FIDELITY BROKERAGE SERVICES LLC (JACKSONVILLE FL)
FL
10/09/2020 - 05/24/2021
J.P. MORGAN SECURITIES LLC (Jacksonville FL)
FL
03/01/2019 - 09/28/2020
FIDELITY BROKERAGE SERVICES LLC (JACKSONVILLE FL)
NY
11/19/1997 - 12/02/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 07/13/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/08/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/01/2019
Series 7TO - General Securities Representative Examination
BC
Issued 01/30/2019
SIE - Securities Industry Essentials Examination
BC
Issued 10/06/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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