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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Gailey is a financial advisor with over 30 years of experience in the industry. John has been with Wells Fargo Clearing Services, LLC since November 2016. Prior to that, John worked with Wells Fargo Advisors LLC since January 2011 and previously worked with Wells Fargo Investments, LLC and Banc of America Investment Services, Inc. John is registered with FINRA as a Registered Representative and holds the Series 6, 7, 63 and 65 licenses. John provides financial planning, portfolio management and investment consulting services to individuals, businesses and institutional clients. John is also a limited partner in Diateq Labs, a company that sharpens diamond tools used in manufacturing.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
11/02/2016 - Present
Wells Fargo Clearing Services, LLC (SAN DIEGO CA)
CA
04/30/2007 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (SAN DIEGO CA)
CA
04/21/2003 - 04/30/2007
BANC OF AMERICA INVESTMENT SERVICES, INC. (CARLSBAD CA)
CA
05/02/2001 - 04/28/2003
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
CA
11/12/1997 - 05/02/2001
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
NY
09/22/1992 - 11/10/1997
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
03/31/1988 - 08/03/1992
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 01/18/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/11/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/17/1992
Series 7 - General Securities Representative Examination
BC
Issued 03/30/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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