Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Oneal Hammons is a financial advisor with over 30 years of experience in the industry. He is currently registered with Raymond James & Associates, Inc. and holds Series 7 and 63 licenses. John has a broad range of experience and is able to provide a variety of financial services, including investment advice, financial planning, pension consulting, and educational seminars. He has worked with clients ranging from individuals and families to corporations and institutions. His work experience spans multiple firms, including Wells Fargo Advisors LLC, Wells Fargo Clearing Services, LLC, and Prudential Securities Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TN
10/19/2022 - Present
Raymond James & Associates, Inc. (MEMPHIS TN)
TN
07/01/2003 - 10/18/2022
WELLS FARGO CLEARING SERVICES, LLC (MEMPHIS TN)
NY
09/15/2000 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
08/14/2000 - 05/10/2001
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
04/13/1995 - 08/14/2000
J.C. BRADFORD & CO. (NEW YORK NY)
TN
09/20/1989 - 04/18/1995
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
BC
Issued 09/27/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/16/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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