Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Olwyn Dix is a financial advisor with over 45 years of experience in the industry. John is currently a Senior Managing Director at U.S. Capital Wealth Advisors, LLC in Austin, TX. John has also held positions at Wells Fargo Advisors, LLC and Morgan Stanley DW Inc. John is a Series 65, Series 63, Series 7, Series 10, Series 24, Series 9, Series 4, Series 40, and SIE licensed professional. John has a broad range of experience and specializes in providing financial planning, portfolio management for businesses and individuals, as well as pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TX
06/30/2021 - Present
U.s. Capital Wealth Advisors, LLC (AUSTIN TX)
TX
07/29/2005 - 02/16/2016
WELLS FARGO ADVISORS, LLC (DALLAS TX)
NY
02/24/1978 - 08/02/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
NA
01/17/1975 - 02/24/1978
DEAN WITTER & CO. INCORPORATED
NA
11/08/1972 - 03/06/1975
SHEARSON, HAMMILL & CO., INCORPORATED
IA
Issued 06/28/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/29/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 09/13/1977
Series 4 - Registered Options Principal Examination
BC
Issued 05/03/1976
Series 40 - Registered Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/06/1979
PC - AMEX Put and Call Exam
BC
Issued 11/03/1972
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
Not sure John Dix is the right advisor for you? Invested Better is here to help.
