Unclaimed
John Ollie Leatherwood is a financial advisor with over 17 years of experience in the financial services industry. John has been with LPL Financial LLC since 2010, and previously worked with Chase Investment Services Corp., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and NYLIFE Securities Inc. John is a Certified Financial Planner and holds the Series 6, 7, and 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
LA
02/08/2017 - Present
LPL Financial LLC (BATON ROUGE LA)
LA
10/26/2007 - 06/01/2010
CHASE INVESTMENT SERVICES CORP. (BATON ROUGE LA)
LA
07/28/2006 - 09/27/2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BATON ROUGE LA)
LA
03/27/2006 - 07/25/2006
NYLIFE SECURITIES INC. (BATON ROUGE LA)
BOTH
Issued 11/21/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/04/2006
Series 7 - General Securities Representative Examination
BC
Issued 03/24/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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