Unclaimed
John Obrien is a financial professional with over 10 years of experience in the industry. John is registered with Pruco Securities, LLC, and has been with them since October 2023. Prior to that, John worked at Fifth Third Securities, Inc., for over 10 years. John is a Certified Financial Planner and a Chartered Financial Consultant, holding the Series 6, 7, 63, and 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Compensation from lpl enterprise, llc
1
2
IN
10/18/2023 - Present
Pruco Securities, LLC (Indianapolis IN)
IN
05/06/2013 - 03/06/2023
FIFTH THIRD SECURITIES, INC. (INDIANAPOLIS IN)
BOTH
Issued 09/17/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/16/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/01/2015
Series 7 - General Securities Representative Examination
BC
Issued 05/03/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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