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John Robert Caffrey

Susquehanna Securities, LLC

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About John Robert Caffrey

Firm Information

John Caffrey is currently registered with Susquehanna Securities, LLC. Susquehanna Securities, LLC is a Limited Liability Company formed on August 31, 2019. The firm is registered in Pennsylvania and is approved by the SEC.
Susquehanna Securities, LLC

175 W Jackson Blvd.

Chicago, IL 60604

Not reported

Assets Under Management

Not reported

Total Clients

254

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Caffrey’s Registration & Firm History

IL

06/01/2021 - Present

Susquehanna Securities, LLC (Chicago IL)

IL

04/13/2021 - 06/01/2021

CTC, LLC (CHICAGO IL)

IL

08/29/2013 - 04/23/2019

VOLANT LIQUIDITY, LLC (Chicago IL)

IL

04/08/2011 - 03/18/2013

RONIN CAPITAL, LLC (CHICAGO IL)

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Licenses & Designations

BC

Issued 1/2/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for John Robert Caffrey.
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