Unclaimed
John O'Malley is a financial advisor with PNC Capital Markets LLC. John has been in the securities industry since 2003. John's current location is PITTSBURGH, PA. John has passed the Series 6, Series 7, Series 66, SIE, and Series 79TO exams. John is registered in nine states. John was previously registered with FEDERATED SECURITIES CORP.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
05/04/2007 - Present
PNC Capital Markets LLC (PITTSBURGH PA)
PA
12/21/2001 - 02/28/2006
FEDERATED SECURITIES CORP. (PITTSBURGH PA)
BOTH
Issued 08/26/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/19/2002
Series 7 - General Securities Representative Examination
BC
Issued 12/20/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure John O'Malley is the right advisor for you? Invested Better is here to help.