Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn O'Connell is a financial advisor with over 10 years of experience in the financial services industry. John is currently registered with UMB Financial Services, Inc. John has extensive experience in providing financial planning, portfolio management, and investment advice to individuals and businesses. John holds Series 7, 9, 10, 24, 52, 53, 55, and 63 licenses, as well as the SIE. John is also a registered representative with FINRA. Before joining UMB Financial Services, Inc., John was with HILLTOP SECURITIES INC. and HARTFIELD, TITUS & DONNELLY, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NY
01/13/2017 - Present
UMB Financial Services, Inc. (New York NY)
NY
09/20/2013 - 12/21/2016
HILLTOP SECURITIES INC. (NEW YORK NY)
NJ
02/04/2013 - 09/12/2013
HARTFIELD, TITUS & DONNELLY, LLC (JERSEY CITY NJ)
BC
Issued 11/11/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/01/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/11/2015
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/22/2014
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/10/2014
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/07/2014
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 06/01/2013
Series 7 - General Securities Representative Examination
BC
Issued 02/02/2013
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
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