Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Nutt is a registered representative with Piper Sandler & Co. and has been in the industry since October 2020. John holds Series 86, Series 87 and SIE licenses. John is registered in Texas as an investment advisor representative. John specializes in providing analytical reports and public finance consulting programs. John is located in Houston, Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Analytical reports/public finance consulting program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TX
10/26/2020 - Present
Piper Sandler & Co. (HOUSTON TX)
BC
Issued 12/20/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/24/2020
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 08/10/2020
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 06/15/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
New York Stock Exchange
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