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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Roberts is a financial advisor who has been working in the industry for more than 25 years. John has a diverse background, with experience at firms like ALPS Distributors, Inc., Waterhouse Securities, Inc., and Charles Schwab & Co., Inc. Currently, John is associated with Corient, a firm providing various financial services, including financial planning, pension consulting, market timing services, portfolio management, and more. The firm caters to a range of clients, from high-net-worth individuals to corporations, institutions, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
% of assets under advisement
1
2
CO
03/31/2023 - Present
Corient (Denver CO)
CO
04/16/1997 - 05/03/2019
ALPS DISTRIBUTORS, INC. (Denver CO)
NE
01/15/1993 - 10/10/1996
WATERHOUSE SECURITIES, INC. (OMAHA NE)
NA
10/28/1992 - 01/29/1993
COLONIAL INVESTMENT SERVICES
TX
01/20/1992 - 08/06/1992
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NJ
01/09/1990 - 02/07/1992
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
IA
Issued 08/23/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/27/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/15/1995
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/18/1989
Series 7 - General Securities Representative Examination
Active
Inactive
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