Unclaimed
John Nobile is a financial professional with over 25 years of experience in the industry. John holds a Series 7, 24, 27, 55, 57TO, and 63 license, and is registered with the state of New York. John is currently employed with Barclays Capital Inc. and has previously worked for firms like Milstream Securities LLC, Pipeline Trading Systems LLC, and Pershing LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/25/2020 - Present
Barclays Capital Inc. (NEW YORK NY)
NY
09/18/2012 - 12/19/2019
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
01/05/2010 - 11/04/2011
MILSTREAM SECURITIES LLC (NEW YORK NY)
NY
04/05/2006 - 11/04/2011
PIPELINE TRADING SYSTEMS LLC (NEW YORK NY)
NJ
09/09/2005 - 03/14/2006
PERSHING LLC (JERSEY CITY NJ)
NJ
08/05/2003 - 09/09/2005
PERSHING TRADING COMPANY, L.P. (JERSEY CITY NJ)
NJ
03/29/1995 - 08/19/2003
PERSHING LLC (JERSEY CITY NJ)
BC
Issued 01/10/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/12/2007
Series 27 - Financial and Operations Principal Examination
BC
Issued 12/05/2001
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/18/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/28/1995
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure John Nobile is the right advisor for you? Invested Better is here to help.