Unclaimed
John Nicholas Testin is a financial professional with over 10 years of experience in the industry. John is currently registered with Santander US Capital Markets LLC. Previously, John was employed by RBS Securities Inc. John is licensed to sell securities in 38 states and is also a Series 7 and SIE exam holder. John is committed to providing personalized financial advice and guidance to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
05/19/2015 - Present
Santander US Capital Markets LLC (NEW YORK NY)
CT
09/16/2013 - 05/07/2015
RBS SECURITIES INC. (STAMFORD CT)
BC
Issued 11/30/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/14/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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