Unclaimed
John Newton Peacock, Jr. is a registered investment advisor representative with LPL Financial LLC. John has been in the financial services industry since 1991 and is registered in multiple states, including California, Connecticut, Florida, Georgia, Massachusetts, New Hampshire, North Carolina, and Rhode Island. He has also held previous positions with Mutual Service Corporation, New England Securities, VeraVest Investments, Inc. and Equity Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
RI
02/03/2011 - Present
LPL Financial LLC (CRANSTON RI)
RI
11/22/2005 - 09/08/2009
MUTUAL SERVICE CORPORATION (NORTH PROVIDENCE RI)
NY
12/05/2003 - 12/05/2005
NEW ENGLAND SECURITIES (NEW YORK NY)
MA
05/30/2002 - 12/19/2003
VERAVEST INVESTMENTS, INC. (WORCESTER MA)
VT
12/17/1997 - 05/21/2002
EQUITY SERVICES, INC. (MONTPELIER VT)
MA
11/27/1991 - 12/08/1997
ALLMERICA INVESTMENTS, INC. (WORCESTER MA)
IA
Issued 09/06/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/25/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/18/2002
Series 7 - General Securities Representative Examination
BC
Issued 11/25/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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