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John Nevada Ferguson

Steward Partners Investment Advisory, LLC

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About John Nevada Ferguson

John Nevada Ferguson is a financial advisor with Steward Partners Investment Advisory, LLC. John has over 18 years of experience in the financial services industry. John is a Certified Financial Planner and holds Series 7, 9, 10, 66, and SIE licenses. John's previous experience includes roles with Wells Fargo Clearing Services, LLC, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. John is registered in Alabama, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, Florida, Georgia, Iowa, Louisiana, Mississippi, New York, Tennessee, Texas, and Virginia.

Firm Information

John Ferguson is currently registered with Steward Partners Investment Advisory, LLC. Steward Partners Investment Advisory, LLC is an investment advisory firm with approximately $20.43 billion in regulatory assets under management. The firm provides financial planning, pension consulting, portfolio management for individuals and businesses, and selection of other advisors. Steward Partners Investment Advisory, LLC has 354 registered representatives and serves a range of clients, including high-net-worth individuals, corporations, charitable organizations, pension and profit-sharing plans, and banking or thrift institutions. They are headquartered in New York, NY.
Steward Partners Investment Advisory, LLC

140 E. 45TH STREET

NEW YORK, NY 10017

$20.43B

Assets Under Management

21,758

Total Clients

356

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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financial consulting

Financial consulting

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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John Ferguson’s Registration & Firm History

AL

02/02/2023 - Present

Steward Partners Investment Advisory, LLC (Mobile AL)

AL

08/06/2015 - 02/15/2023

WELLS FARGO CLEARING SERVICES, LLC (MOBILE AL)

AL

06/22/2007 - 08/10/2015

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MOBILE AL)

AL

05/27/2004 - 07/03/2007

UBS FINANCIAL SERVICES INC. (MOBILE AL)

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Licenses & Designations

BOTH

Issued 07/02/2004

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/08/2008

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 09/17/2008

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/26/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John Nevada Ferguson.
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