Unclaimed
John Nevada Ferguson is a financial advisor with Steward Partners Investment Advisory, LLC. John has over 18 years of experience in the financial services industry. John is a Certified Financial Planner and holds Series 7, 9, 10, 66, and SIE licenses. John's previous experience includes roles with Wells Fargo Clearing Services, LLC, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. John is registered in Alabama, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, Florida, Georgia, Iowa, Louisiana, Mississippi, New York, Tennessee, Texas, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Financial consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
AL
02/02/2023 - Present
Steward Partners Investment Advisory, LLC (Mobile AL)
AL
08/06/2015 - 02/15/2023
WELLS FARGO CLEARING SERVICES, LLC (MOBILE AL)
AL
06/22/2007 - 08/10/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MOBILE AL)
AL
05/27/2004 - 07/03/2007
UBS FINANCIAL SERVICES INC. (MOBILE AL)
BOTH
Issued 07/02/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/08/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/17/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/26/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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