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John Neuner

Harris Williams

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About John Neuner

John Neuner is a financial advisor at Harris Williams. John has been in the industry since 2003 and is registered in Virginia and New York. John is also a Series 7, Series 24, and Series 63 licensed advisor.

Firm Information

John Neuner is currently registered with Harris Williams. Harris Williams is a Limited Liability Company that was formed in 2006. The firm is registered in 38 states and is also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

270

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Neuner’s Registration & Firm History

VA

07/14/2003 - Present

Harris Williams (RICHMOND VA)

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Licenses & Designations

BC

Issued 12/22/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/01/2006

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/10/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John Neuner.
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