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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Nelson Duncan is an investment advisor representative registered with Transamerica Retirement Advisors, LLC in Sahuarita, AZ. John has been in the financial services industry since May 19, 2020. John holds the Series 66 and Series 7TO licenses and the SIE exam certification. John has been registered with the state of Arizona as an investment advisor representative since July 24, 2024. John has also held registrations in other states. Prior to joining Transamerica Retirement Advisors, LLC, John has been associated with several other firms including First Command Brokerage Services, Inc., Fidelity Brokerage Services LLC, and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AZ
07/24/2024 - Present
Transamerica Retirement Advisors, LLC (Sahuarita AZ)
AZ
04/22/2024 - 06/03/2024
FIRST COMMAND BROKERAGE SERVICES, INC. (TUCSON AZ)
AZ
07/27/2022 - 02/29/2024
FIDELITY BROKERAGE SERVICES LLC (TUCSON AZ)
AZ
02/05/2020 - 07/09/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (TUCSON AZ)
BOTH
Issued 12/03/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/05/2020
Series 7TO - General Securities Representative Examination
BC
Issued 11/26/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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