Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Neil Gherardi is a financial advisor at UBS Financial Services Inc., a firm with over $700 billion in assets under management. John has been in the financial industry since 1997, and has over 20 years of experience helping individuals and families achieve their financial goals. John is registered to provide investment advice in several states, including Louisiana, Texas, Alabama, Tennessee, and more. John has a wide range of expertise, including financial planning, portfolio management, and investment advisory services. John is committed to providing personalized service to each client.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
LA
10/28/2015 - Present
UBS Financial Services Inc. (LAFAYETTE LA)
NA
02/14/1983 - 12/13/1989
PRUCO SECURITIES CORPORATION
BOTH
Issued 03/18/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/08/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/06/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/26/2007
Series 3 - National Commodity Futures Examination
BC
Issued 02/26/2004
Series 7 - General Securities Representative Examination
BC
Issued 01/24/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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