Unclaimed
John Neale McIntyre is a financial advisor with over 30 years of experience in the industry. John is currently registered with RBC Capital Markets, LLC in Houston, Texas. John has a broad range of experience in the industry, having previously worked at firms such as Wells Fargo Advisors, LLC, Sanders Morris Harris Inc., Morgan Stanley DW Inc., Paine Webber Incorporated, Kidder, Peabody & Co. Incorporated, Lehman Brothers Inc., Oppenheimer & Co., Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and MHM Energy Investments, Inc. John specializes in providing financial planning and investment advisory services to individuals, families, businesses, and institutions. John is a highly experienced and qualified financial advisor who is committed to providing his clients with the highest quality of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TX
09/12/2016 - Present
RBC Capital Markets, LLC (HOUSTON TX)
TX
10/28/2005 - 08/29/2016
WELLS FARGO ADVISORS, LLC (HOUSTON TX)
TX
05/18/2001 - 11/03/2005
SANDERS MORRIS HARRIS INC. (HOUSTON TX)
NY
12/12/1997 - 05/22/2001
MORGAN STANLEY DW INC. (PURCHASE NY)
NJ
01/28/1995 - 12/10/1997
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
12/18/1991 - 01/28/1995
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
NY
02/12/1990 - 01/03/1992
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
12/04/1987 - 02/24/1990
OPPENHEIMER & CO., INC. (NEW YORK NY)
NA
02/25/1985 - 12/22/1987
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
02/24/1984 - 03/04/1985
MHM ENERGY INVESTMENTS, INC.
IA
Issued 01/24/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/27/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/18/1984
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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