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John Myron Eberle

Roth Capital Partners, LLC

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About John Myron Eberle

John Myron Eberle is a financial professional with over 40 years of experience in the financial services industry. John is currently registered with Roth Capital Partners, LLC, a firm that provides a range of financial services, including investment advisory services. Prior to joining Roth Capital Partners, LLC, John was with MKM PARTNERS LLC, CANTOR FITZGERALD & CO., DUFF & PHELPS SECURITIES CO., RODMAN & RENSHAW INC., PRINCIPAL FINANCIAL SECURITIES,INC., HAMILTON INVESTMENTS, INC., THE CHICAGO CORPORATION, JEFFERIES & COMPANY, INC., SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED, KIDDER, PEABODY & CO. INCORPORATED, and MERRILL LYNCH, PIERCE, FENNER & SMITH, INC. John is a licensed securities professional in multiple states and holds a variety of industry certifications, demonstrating John's extensive knowledge and expertise in financial markets.

Firm Information

John Eberle is currently registered with Roth Capital Partners, LLC. Roth Capital Partners, LLC is a Limited Liability Company formed on January 10, 2001. The firm provides investment advisory services, including distribution of sell-side research reports/corporate access and acting as a solicitor. They have a presence in 52 states and the District of Columbia. Roth Capital Partners, LLC primarily serves investment companies and other investment advisors, with a reported 70 clients in these categories. The firm has disclosed 16 regulatory events and 12 arbitration events.

Not reported

Assets Under Management

Not reported

Total Clients

85

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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(1) distribution of sell-side research reports/corporate access (2) solicitor

(1) distribution of sell-side research reports/corporate access (2) solicitor

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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John Eberle’s Registration & Firm History

IL

01/31/2023 - Present

Roth Capital Partners, LLC (Chicago IL)

IL

12/02/2014 - 01/31/2023

MKM PARTNERS LLC (Chicago IL)

IL

07/26/1996 - 06/26/2014

CANTOR FITZGERALD & CO. (CHICAGO IL)

IL

01/05/1996 - 07/03/1996

DUFF & PHELPS SECURITIES CO. (CHICAGO IL)

IL

09/01/1994 - 09/14/1995

RODMAN & RENSHAW INC. (CHICAGO IL)

TX

09/01/1994 - 09/28/1994

PRINCIPAL FINANCIAL SECURITIES,INC. (DALLAS TX)

NA

09/06/1991 - 09/01/1994

HAMILTON INVESTMENTS, INC.

IL

01/10/1989 - 09/10/1991

THE CHICAGO CORPORATION (CHICAGO IL)

NA

04/25/1984 - 01/16/1989

JEFFERIES & COMPANY, INC.

NA

06/18/1979 - 03/26/1984

SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED

NA

05/19/1978 - 07/29/1979

KIDDER, PEABODY & CO. INCORPORATED

NA

10/10/1977 - 05/19/1978

KIDDER, PEABODY & CO., INCORPORATED

NA

11/20/1975 - 12/04/1977

MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.

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Licenses & Designations

BC

Issued 04/16/1980

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 02/14/1995

Series 24 - General Securities Principal Examination

BC

Issued 11/03/1982

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/16/2000

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 10/04/1989

PC - AMEX Put and Call Exam

BC

Issued 02/07/1984

Series 15 - Foreign Currency Options Examination

BC

Issued 03/08/1983

Series 5 - Interest Rate Options Examination

BC

Issued 11/15/1975

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

I

Investors' Exchange LLC

N

NYSE Arca, Inc.

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for John Myron Eberle.
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