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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Myongkyun Im is a financial advisor with Wells Fargo Clearing Services, LLC, in Santa Rosa, California. John has been in the financial services industry since 1998. John has a wide range of experience in providing financial advice to individuals, corporations, and other institutions. John is a Registered Representative and Investment Advisor Representative and holds Series 6, 7, 63, and 66 licenses. John is also a member of the Financial Industry Regulatory Authority (FINRA). John's previous employers include LPL Financial LLC, U.S. Bancorp Investments, Inc., Morgan Stanley, and Valic Financial Advisors, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
08/13/2024 - Present
Wells Fargo Clearing Services, LLC (SANTA ROSA CA)
CA
11/30/2020 - 08/22/2024
LPL FINANCIAL LLC (NAPA CA)
CA
09/26/2016 - 12/01/2020
U.S. BANCORP INVESTMENTS, INC. (FAIRFIELD CA)
CA
06/19/2014 - 10/03/2016
MORGAN STANLEY (NAPA CA)
CA
01/26/2011 - 02/14/2013
VALIC FINANCIAL ADVISORS, INC. (EMERYVILLE CA)
OH
06/26/1998 - 09/11/2006
NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)
BOTH
Issued 02/01/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/17/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/25/2011
Series 7 - General Securities Representative Examination
BC
Issued 06/25/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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