Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Roe is a financial professional with over 15 years of experience in the industry. John is currently registered with The Leaders Group, Inc., a firm based in Littleton, Colorado. John holds Series 6 and Series 63 licenses. Previously, John worked with Allstate Distributors, L.L.C. and ALFS, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
01/02/2015 - Present
THE Leaders Group, Inc. (LITTLETON CO)
NE
09/19/2011 - 08/26/2013
ALLSTATE DISTRIBUTORS, L.L.C. (LINCOLN NE)
NE
01/16/2007 - 09/19/2011
ALFS, INC. (LINCOLN NE)
BC
Issued 04/06/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/12/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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