Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Moultrie McIntosh is a financial advisor who has been in the industry since February 25, 1987. Currently, John McIntosh works at Robert W. Baird & Co. Inc. in Lexington, KY. John McIntosh has worked for several financial firms throughout their career including J.J.B. HILLIARD, W.L. LYONS, LLC, UBS FINANCIAL SERVICES INC. and SALOMON SMITH BARNEY INC. John McIntosh is registered with the state of Kentucky as a Registered Investment Adviser and a Registered Representative. They are also registered in Texas and Florida as a Registered Representative. John McIntosh offers a wide range of services including portfolio management for individuals, businesses, investment companies and pooled investment vehicles. They also provide financial planning, pension consulting and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
KY
06/05/2020 - Present
Robert W. Baird & Co. Inc. (Lexington KY)
KY
03/20/2009 - 10/18/2019
J.J.B. HILLIARD, W.L. LYONS, LLC (LEXINGTON KY)
KY
10/18/2002 - 04/02/2009
UBS FINANCIAL SERVICES INC. (LEXINGTON KY)
NY
07/31/1993 - 11/01/2002
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
06/30/1989 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
02/26/1987 - 07/06/1989
A. G. EDWARDS & SONS, INC.
IA
Issued 03/16/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/02/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/12/1993
Series 3 - National Commodity Futures Examination
BC
Issued 02/21/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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