Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Mossa is a financial advisor at LPL Financial LLC, located in RED BANK, NJ. John has been working in the financial industry since 1982, and has a wealth of experience helping clients reach their financial goals. John holds the Series 7, 63, and 66 licenses as well as the SIE exam. John also holds the Certified Financial Planner designation. John provides services such as financial planning, portfolio management for individuals and businesses, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NJ
08/24/2018 - Present
LPL Financial LLC (RED BANK NJ)
NJ
08/05/2015 - 08/23/2018
CADARET, GRANT & CO., INC. (RED BANK NJ)
NJ
08/13/2014 - 08/14/2015
SANTANDER SECURITIES LLC (MARLBORO NJ)
NJ
11/15/2013 - 08/01/2014
PNC INVESTMENTS (FLORHAM PARK NJ)
NJ
01/11/2013 - 11/07/2013
CAPITAL ONE INVESTMENT SERVICES LLC (JERSEY CITY NJ)
NJ
05/30/2007 - 01/08/2013
PNC INVESTMENTS (CALDWELL NJ)
NY
09/19/2006 - 05/22/2007
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (NEW YORK NY)
NY
05/24/2004 - 08/21/2006
VALIC FINANCIAL ADVISORS, INC. (NEW YORK NY)
NY
04/22/2003 - 05/19/2004
PARK AVENUE SECURITIES LLC (NEW YORK NY)
NJ
01/07/2002 - 10/23/2002
FINANCIAL NORTHEASTERN SECURITIES, INC. (FAIRFIELD NJ)
MN
01/08/2001 - 01/07/2002
PRIMEVEST FINANCIAL SERVICES, INC. (ST. CLOUD MN)
CO
06/07/1999 - 12/20/2000
FISERV CORRESPONDENT SERVICES, INC. (DENVER CO)
IL
10/09/1997 - 06/18/1999
MESIROW FINANCIAL, INC. (CHICAGO IL)
NY
06/13/1997 - 10/14/1997
GRUNTAL & CO., L.L.C. (NEW YORK NY)
NY
06/19/1996 - 05/01/1997
REINOSO & COMPANY, INCORPORATED (NEW YORK NY)
MO
05/31/1994 - 05/31/1996
GEORGE K. BAUM & COMPANY (KANSAS CITY MO)
MO
10/13/1993 - 05/31/1994
GEORGE K. BAUM & COMPANY (KANSAS CITY MO)
NJ
11/05/1992 - 09/01/1993
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
04/28/1987 - 10/13/1992
ALEX. BROWN & SONS INCORPORATED
NA
06/30/1986 - 05/29/1987
DISCOUNT CORPORATION OF NEW YORK MUNICIPALS
NA
10/13/1982 - 05/29/1986
FREEMAN SECURITIES COMPANY, INC.
NA
06/23/1981 - 10/13/1982
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BOTH
Issued 08/26/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/17/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/20/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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