Unclaimed
John Morrison Lucey is a financial advisor at Pimco Investments LLC. John Lucey holds Series 7TO, Series 63, Series 24 and SIE licenses and is registered to offer investment advice in 53 states and the District of Columbia. John Lucey has been in the industry since August 27, 2019.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
08/28/2019 - Present
Pimco Investments LLC (Austin TX)
BC
Issued 09/16/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/02/2024
Series 24 - General Securities Principal Examination
BC
Issued 08/28/2019
Series 7TO - General Securities Representative Examination
BC
Issued 08/03/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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