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John Morrison Lucey

Pimco Investments LLC

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About John Morrison Lucey

John Morrison Lucey is a financial advisor at Pimco Investments LLC. John Lucey holds Series 7TO, Series 63, Series 24 and SIE licenses and is registered to offer investment advice in 53 states and the District of Columbia. John Lucey has been in the industry since August 27, 2019.

Firm Information

John Lucey is currently registered with Pimco Investments LLC. Pimco Investments LLC is a Limited Liability Company formed in 2010. The firm is registered to provide investment advisory services in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

290

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Lucey’s Registration & Firm History

TX

08/28/2019 - Present

Pimco Investments LLC (Austin TX)

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Licenses & Designations

BC

Issued 09/16/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/02/2024

Series 24 - General Securities Principal Examination

BC

Issued 08/28/2019

Series 7TO - General Securities Representative Examination

BC

Issued 08/03/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John Morrison Lucey.
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