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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Morris Hales is a financial advisor with over 50 years of experience in the industry. John is currently registered with D.a. Davidson & Co. in Newport Beach, CA. Previously, John worked with Crowell Weedon & Co. and Crowell, Weedon & Co. John holds a variety of licenses and certifications including Series 7, Series 63, and Series 66. John specializes in financial planning, portfolio management, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
11/25/2013 - Present
D.a. Davidson & Co. (NEWPORT BEACH CA)
CA
11/04/2013 - 11/25/2013
CROWELL WEEDON & CO. (NEWPORT BEACH CA)
CA
01/06/1976 - 11/04/2013
CROWELL, WEEDON & CO. (NEWPORT BEACH CA)
NA
12/15/1972 - 02/21/1976
DEAN WITTER & CO. INCORPORATED
BOTH
Issued 08/27/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/01/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/20/1982
Series 41 - NYSE Allied Member Examination
BC
Issued 12/05/1972
Series 000 - General Securities Principal Examination
BC
Issued 12/04/1972
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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