Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Morgan Smith is an investment advisor representative with Legacy Financial Advisors, Inc. John has been in the financial services industry since 1998. John is also the Chief Investment Officer and Partner for Edge Financial Advisors, LLC. John is registered with the state of Illinois as an investment advisor representative and has a Series 7, Series 4, Series 63 and Series 66 license. John's specialties include financial planning, portfolio management for individuals and businesses, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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KY
09/09/2024 - Present
Legacy Financial Advisors, Inc. (COVINGTON KY)
IL
01/23/2012 - 12/31/2013
MIDAMERICA FINANCIAL SERVICES, INC. (WINFIELD IL)
IL
02/09/2007 - 12/31/2011
MT RUSHMORE SECURITIES LLC (WINFIELD IL)
IL
10/05/2000 - 09/11/2006
FIDELITY BROKERAGE SERVICES LLC (OAK BROOK IL)
PA
10/20/1999 - 09/15/2000
VANGUARD MARKETING CORPORATION (MALVERN PA)
MN
09/09/1998 - 07/28/1999
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
09/09/1998 - 07/28/1999
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 02/02/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/03/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/26/2004
Series 4 - Registered Options Principal Examination
BC
Issued 09/08/1998
Series 7 - General Securities Representative Examination
Active
Inactive
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