Unclaimed
John Cosgrove is a financial advisor with Strathmore Group LLC and has been in the industry since August 26, 2014. John has a Series 7, Series 63, Series 24, Series 79 and Series 99 license and is registered in Florida, Georgia, Illinois, New York, Ohio, and Texas. John has previously worked at TPG Capital BD, LLC, Riverstone Capital Services LLC, and SecondMarket, Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/01/2020 - Present
Strathmore Group LLC (SOUTHAMPTON NY)
NY
10/25/2017 - 10/10/2019
TPG CAPITAL BD, LLC (New York NY)
NY
05/11/2015 - 10/23/2017
RIVERSTONE CAPITAL SERVICES LLC (NEW YORK NY)
NY
07/24/2009 - 10/28/2010
SECONDMARKET, INC. (NEW YORK NY)
BC
Issued 07/11/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/19/2019
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/29/2020
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/17/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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