Unclaimed
John Morato Juco is a financial advisor with Needham & Company, LLC, based in New York, NY. John has over 20 years of experience in the financial services industry. Previously, John was with Park Avenue Securities LLC, Morgan Stanley, and Foresters Financial Services, Inc. John holds the Series 4, 7, 24, 52, 53, and 66 securities licenses and is registered with the states of California, Florida, Illinois, Massachusetts, Minnesota, and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Securities research
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
Pursuant to csa agreements
1
2
NY
10/13/2022 - Present
Needham & Company, LLC (NEW YORK NY)
NY
06/24/2022 - 10/19/2022
PARK AVENUE SECURITIES LLC (NEW YORK NY)
NY
08/14/2019 - 06/13/2022
MORGAN STANLEY (New York NY)
NJ
05/18/2016 - 06/28/2019
FORESTERS FINANCIAL SERVICES, INC. (EDISON NJ)
NJ
01/29/2003 - 04/25/2016
METLIFE SECURITIES INC. (ISELIN NJ)
NJ
08/06/2003 - 01/02/2015
NEW ENGLAND SECURITIES (ISELIN NJ)
NJ
09/30/2005 - 09/05/2013
TOWER SQUARE SECURITIES, INC. (ISELIN NJ)
NJ
08/06/2003 - 09/05/2013
WALNUT STREET SECURITIES, INC. (ISELIN NJ)
NJ
01/29/2003 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (ISELIN NJ)
NJ
03/17/1999 - 05/15/2001
CSFBDIRECT, INC. (JERSEY CITY NJ)
PA
04/08/1996 - 03/21/1999
FIRST SUMMIT SECURITIES, INC. (STROUDSBURG PA)
NJ
07/21/1994 - 08/23/1994
INVESTORS ASSOCIATES, INC. (HACKENSACK NJ)
BOTH
Issued 07/25/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/22/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/11/2014
Series 4 - Registered Options Principal Examination
BC
Issued 08/02/2007
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/31/1997
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/20/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
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