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John Morato Juco

Needham & Company, LLC

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About John Morato Juco

John Morato Juco is a financial advisor with Needham & Company, LLC, based in New York, NY. John has over 20 years of experience in the financial services industry. Previously, John was with Park Avenue Securities LLC, Morgan Stanley, and Foresters Financial Services, Inc. John holds the Series 4, 7, 24, 52, 53, and 66 securities licenses and is registered with the states of California, Florida, Illinois, Massachusetts, Minnesota, and New York.

Firm Information

John Juco is currently registered with Needham & Company, LLC. Needham & Company, LLC is a Limited Liability Company formed in 2005 and headquartered in New York, NY. The firm provides securities research and is registered with the SEC and in all 50 states and the District of Columbia.
Needham & Company, LLC

250 PARK AVENUE

NEW YORK, NY 10177

Not reported

Assets Under Management

Not reported

Total Clients

121

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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securities research

Securities research

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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other

Pursuant to csa agreements

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John Juco’s Registration & Firm History

NY

10/13/2022 - Present

Needham & Company, LLC (NEW YORK NY)

NY

06/24/2022 - 10/19/2022

PARK AVENUE SECURITIES LLC (NEW YORK NY)

NY

08/14/2019 - 06/13/2022

MORGAN STANLEY (New York NY)

NJ

05/18/2016 - 06/28/2019

FORESTERS FINANCIAL SERVICES, INC. (EDISON NJ)

NJ

01/29/2003 - 04/25/2016

METLIFE SECURITIES INC. (ISELIN NJ)

NJ

08/06/2003 - 01/02/2015

NEW ENGLAND SECURITIES (ISELIN NJ)

NJ

09/30/2005 - 09/05/2013

TOWER SQUARE SECURITIES, INC. (ISELIN NJ)

NJ

08/06/2003 - 09/05/2013

WALNUT STREET SECURITIES, INC. (ISELIN NJ)

NJ

01/29/2003 - 07/09/2007

METROPOLITAN LIFE INSURANCE COMPANY (ISELIN NJ)

NJ

03/17/1999 - 05/15/2001

CSFBDIRECT, INC. (JERSEY CITY NJ)

PA

04/08/1996 - 03/21/1999

FIRST SUMMIT SECURITIES, INC. (STROUDSBURG PA)

NJ

07/21/1994 - 08/23/1994

INVESTORS ASSOCIATES, INC. (HACKENSACK NJ)

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Licenses & Designations

BOTH

Issued 07/25/2017

Series 66 - Uniform Combined State Law Examination

BC

Issued 07/22/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/11/2014

Series 4 - Registered Options Principal Examination

BC

Issued 08/02/2007

Series 53 - Municipal Securities Principal Examination

BC

Issued 10/31/1997

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/20/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE Arca, Inc.

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for John Morato Juco.
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