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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Mitchell Seiber is a financial advisor with over 60 years of experience in the financial services industry. John is registered with UBS Financial Services Inc. as a Registered Representative and Investment Advisor Representative in California and Texas. John also holds Series 1, 5, 7, 40, 63, and SIE licenses. John provides financial planning, portfolio management, pension consulting and educational seminars. John's past experience includes working for Blythe Eastman Dillon & Co. Incorporated, and Eastman Dillon, Union Securities & Co., Incorporated. John is a member of San Dieguito River Valley Conservancy.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CA
06/15/2012 - Present
UBS Financial Services Inc. (LA JOLLA CA)
NA
11/14/1972 - 01/31/1980
BLYTH EASTMAN DILLON & CO. INCORPORATED
NA
04/13/1961 - 11/14/1972
EASTMAN DILLON, UNION SECURITIES & CO., INCORPORATED
BC
Issued 05/11/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/24/1973
Series 40 - Registered Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/09/1981
Series 5 - Interest Rate Options Examination
BC
Issued 10/03/1977
PC - AMEX Put and Call Exam
BC
Issued 04/13/1961
Series 1 - Registered Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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