Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Nebens has been in the financial services industry since 1988 and is currently registered as a registered representative with Raymond James & Associates, Inc. John has been associated with Wells Fargo Advisors LLC, Wells Fargo Clearing Services, LLC and Southwest Securities, Inc. John's previous affiliations include UBS Paine Webber Inc, J.C. Bradford & Co., Arneson, Kercheville and Associates, Inc., Barber & Bronson Incorporated, Harris Webb & Garrison, Inc. and Ladenburg, Thalmann & Co., Inc. John holds licenses for Series 7, Series 63, Series 65 and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
03/27/2018 - Present
Raymond James & Associates, Inc. (SAN ANTONIO TX)
TX
02/02/2007 - 04/03/2018
WELLS FARGO CLEARING SERVICES, LLC (SAN ANTONIO TX)
TX
08/19/2002 - 02/07/2007
SOUTHWEST SECURITIES, INC. (SAN ANTONIO TX)
NJ
08/14/2000 - 08/28/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
01/05/1998 - 08/14/2000
J.C. BRADFORD & CO. (NEW YORK NY)
TX
07/03/1997 - 01/08/1998
ARNESON, KERCHEVILLE AND ASSOCIATES, INC. (SAN ANTONIO TX)
FL
11/18/1996 - 06/18/1997
BARBER & BRONSON INCORPORATED (MIAMI FL)
TX
05/22/1996 - 11/14/1996
HARRIS WEBB & GARRISON, INC. (HOUSTON TX)
TX
09/27/1988 - 05/28/1996
ARNESON, KERCHEVILLE AND ASSOCIATES, INC. (SAN ANTONIO TX)
NA
12/22/1987 - 08/08/1988
LADENBURG, THALMANN & CO., INC.
IA
Issued 02/15/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/22/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/19/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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