Unclaimed
John Mitchell Gillis is a financial advisor with J.P. Morgan Securities LLC in Clayton, Missouri. John has been in the financial industry since June 1997 and has experience in investment advising and brokerage services. John has a broad range of experience, having worked for several firms over the years, including A.G. Edwards & Sons, Inc., Lehman Brothers Inc., and NatCity Investments, Inc. John is registered with both FINRA and the SEC. John is also registered as an investment advisor in Texas and Missouri.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
MO
04/25/2024 - Present
J.p. Morgan Securities LLC (Clayton MO)
MO
11/24/2009 - 04/02/2022
J.P. MORGAN SECURITIES LLC (Clayton MO)
MO
02/20/2008 - 04/28/2009
NATCITY INVESTMENTS, INC. (CLAYTON, ST LOUIS MO)
MO
08/29/1996 - 12/21/2007
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NY
10/03/1995 - 05/30/1996
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 04/29/2024
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 12/15/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/11/2022
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/02/1995
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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