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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Mitchell Breen is a financial advisor with over 29 years of experience in the financial services industry. John is currently registered with Ameriprise Financial Services, LLC and is licensed to provide investment advice in California and Texas. Prior to joining Ameriprise, John was registered with Oppenheimer & Co. Inc., Wells Fargo Advisors, LLC and Citigroup Global Markets Inc. John has a wide range of experience in the industry, including serving as a General Securities Sales Supervisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
11/07/2014 - Present
Ameriprise Financial Services, LLC (Newport Beach CA)
CA
06/12/2014 - 11/17/2014
OPPENHEIMER & CO. INC. (NEWPORT BEACH CA)
CA
04/04/2005 - 06/12/2014
WELLS FARGO ADVISORS, LLC (NEWPORT BEACH CA)
NY
08/01/1994 - 04/21/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
IA
Issued 06/26/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/16/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/02/2012
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/05/2012
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/29/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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