Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Ming yuen Ark is a registered representative with Stifel, Nicolaus & Company, Inc. in Honolulu, HI. John has been in the securities industry since 2010. John has passed the Series 7 and Series 66 examinations. John is also a registered investment advisor with the state of Hawaii. John has prior experience with Morgan Stanley Smith Barney and Morgan Stanley Private Bank, National Association. John's current firm, Stifel, Nicolaus & Company, Inc., provides a variety of financial services including investment advisory services, financial planning, and portfolio management for individuals, businesses, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
HI
10/23/2015 - Present
Stifel, Nicolaus & Company, Inc. (HONOLULU HI)
HI
05/04/2010 - 10/28/2015
MORGAN STANLEY (HONOLULU HI)
BOTH
Issued 07/09/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/02/2010
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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