Unclaimed
John ming-lei Lin is a registered representative with J.p. Morgan Securities LLC and has been in the financial services industry since 2007. John ming-lei Lin has held several positions at various firms, including NYLIFE Securities LLC and MetLife Securities Inc. John ming-lei Lin is licensed to provide financial services in several states, including California, Connecticut, Florida, Massachusetts, New Jersey, and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
10/01/2012 - Present
J.p. Morgan Securities LLC (NEW YORK NY)
NY
03/23/2010 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (NEW YORK NY)
NY
11/13/2008 - 03/04/2010
NYLIFE SECURITIES LLC (FLUSHING NY)
NY
08/21/2007 - 08/28/2008
METLIFE SECURITIES INC. (FLUSHING NY)
NY
06/14/2007 - 08/06/2007
AXA ADVISORS, LLC (MELVILLE NY)
NY
04/20/2007 - 04/23/2007
JOHN THOMAS FINANCIAL (NEW YORK NY)
NY
03/20/2007 - 03/27/2007
OLYMPIA ASSET MANAGEMENT,LTD. (NEW YORK NY)
IA
Issued 06/16/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/26/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/19/2007
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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