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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Milton Haas Jr. is a financial advisor with Raymond James & Associates, Inc. John has been in the financial services industry since April 1996. John is registered with the state of Maine as an Investment Advisor Representative and a Registered Representative. John has previously worked at RBC Capital Markets, LLC and Citigroup Global Markets Inc. In addition to his current registration with Raymond James & Associates, Inc., John also has registrations in California, Connecticut, Delaware, District of Columbia, Florida, Georgia, Maine, Maryland, Massachusetts, New Hampshire, New York, South Carolina and Virginia. John has passed the Series 63, Series 65, Series 7 and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
ME
08/12/2022 - Present
Raymond James & Associates, Inc. (Portland ME)
ME
02/06/2009 - 08/23/2022
RBC CAPITAL MARKETS, LLC (PORTLAND ME)
ME
02/21/2006 - 02/26/2009
CITIGROUP GLOBAL MARKETS INC. (PORTLAND ME)
MD
02/13/1997 - 02/21/2006
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NA
04/02/1996 - 02/07/1997
LEGG MASON WOOD WALKER, INCORPORATED
IA
Issued 04/15/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/08/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/01/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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